| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 提供資產管理 | 2014-04-28 | - |
| Rep | 期貨合約交易 | 2014-04-28 | 2026-02-04 | |
| Rep | 證券交易 | 2014-04-28 | 2026-02-04 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2008-11-17 | 2014-04-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-11-17 | 2014-04-17 |