| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FOREX LIMITED | Rep | 槓桿式外匯交易 | 2018-06-14 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2018-06-14 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2018-06-14 | - |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2013-09-04 | 2018-05-08 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2008-04-07 | 2018-05-08 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-02-19 | 2018-05-08 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-04-13 | 2018-05-08 |