| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Emperor Wealth Management Limited | Rep | 證券交易 | 2011-07-27 | - |
| EMPEROR FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2011-03-24 | - |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2007-06-07 | - |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2005-11-14 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2005-11-14 | - |
| Rep | 證券交易 | 2005-11-14 | - | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2003-09-24 | 2005-05-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2003-09-24 | 2005-05-20 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-09-22 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-22 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2005-05-20 |
金管局記錄暫時無法載入，請稍後重試。