| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | RO | 期貨合約交易 | 2022-01-17 | - |
| RO | 證券交易 | 2022-01-17 | - | |
| Rep | 期貨合約交易 | 2021-06-23 | 2022-01-17 | |
| Rep | 證券交易 | 2021-06-23 | 2022-01-17 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2015-01-09 | 2021-06-05 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-12-03 | 2021-06-05 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2014-02-24 | 2014-11-22 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2012-05-15 | 2014-02-05 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2009-10-09 | 2014-02-05 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-09-03 | 2010-08-01 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 證券交易 | 2008-06-02 | 2009-09-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2006-12-08 | 2007-10-02 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2006-06-07 | 2007-10-02 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2006-06-07 | 2007-10-02 |
已採集記錄中暫無金管局登記。