| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2024-07-12 | - |
| Rep | 期貨合約交易 | 2021-06-08 | - | |
| Central Universe Futures Limited | Rep | 就期貨合約提供意見 | 2019-03-26 | 2021-05-14 |
| Rep | 期貨合約交易 | 2019-03-26 | 2021-05-14 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2012-06-22 | 2014-04-01 |
| Rep | 期貨合約交易 | 2008-06-11 | 2011-12-23 | |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-01-18 | 2017-07-01 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2004-07-06 | 2005-11-15 |