Lam, Wing Chit 林永哲 Hong Kong SFC License Details (ID 78864)

Lam, Wing Chit 林永哲 Hong Kong SFC License Details (ID 78864)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Nerico Brothers Limited (HK)	RO	槓桿式外匯交易	2018-03-08	2021-11-01
	Rep	提供資產管理	2015-07-20	2021-11-01
	Rep	槓桿式外匯交易	2013-12-11	2018-03-08
	Rep	期貨合約交易	2013-12-11	2021-11-01
	Rep	證券交易	2013-12-11	2021-11-01
EMPEROR FUTURES LIMITED	Rep	期貨合約交易	2008-06-03	2011-12-30
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	槓桿式外匯交易	2008-06-03	2011-12-30
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2008-06-03	2011-12-30
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2007-08-20	2008-02-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2007-08-20	2008-02-12
	Rep	槓桿式外匯交易	2007-01-08	2008-02-12
Success Futures and Foreign Exchange Limited	Rep	槓桿式外匯交易	2006-09-14	2006-12-11
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	槓桿式外匯交易	2006-08-15	2006-08-28
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	就期貨合約提供意見	-	2004-01-11
	Rep	提供資產管理	-	2004-01-11
	Rep	期貨合約交易	-	2004-01-11