| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2008-10-08 | 2012-06-29 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-02-13 | 2011-12-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-02-13 | 2012-06-29 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-10-25 | 2007-09-10 |
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2005-07-20 | 2008-01-14 |