| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Eddid Securities and Futures Limited | Rep | 槓桿式外匯交易 | 2026-05-14 | - |
| RO | 期貨合約交易 | 2025-11-27 | - | |
| RO | 證券交易 | 2025-11-27 | - | |
| Rep | 期貨合約交易 | 2025-07-14 | 2025-11-27 | |
| Rep | 證券交易 | 2025-07-14 | 2025-11-27 | |
| EMPEROR FUTURES LIMITED | RO | 就期貨合約提供意見 | 2023-01-04 | 2025-04-24 |
| RO | 期貨合約交易 | 2023-01-04 | 2025-04-24 | |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就證券提供意見 | 2023-01-04 | 2025-04-24 |
| RO | 證券交易 | 2023-01-04 | 2025-04-24 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2022-02-09 | 2023-01-04 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2022-02-09 | 2023-01-04 |
| Rep | 證券交易 | 2022-02-09 | 2023-01-04 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 就證券提供意見 | 2018-04-10 | 2021-11-30 |
| Rep | 提供資產管理 | 2018-04-10 | 2021-11-30 | |
| Arta Global Futures Limited | RO | 期貨合約交易 | 2016-12-28 | 2021-11-30 |
| ARTA GLOBAL MARKETS LIMITED | RO | 證券交易 | 2016-12-28 | 2021-11-30 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2016-09-26 | 2016-12-28 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2016-09-26 | 2016-12-28 |
| Mason Securities Limited | Rep | 證券交易 | 2016-03-16 | 2016-08-18 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-03-16 | 2016-08-18 |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2016-02-17 | 2016-03-04 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2015-09-11 | 2015-10-23 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2015-09-11 | 2015-10-23 |
| AUSTRAX CAPITAL LIMITED | RO | 證券交易 | 2015-02-25 | 2015-09-04 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2010-11-11 | 2014-02-05 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-10-18 | 2014-02-05 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-06-21 | 2010-10-01 |
已採集記錄中暫無金管局登記。