| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | RO | 就期貨合約提供意見 | 2025-06-12 | - |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就證券提供意見 | 2025-06-12 | - |
| Emperor Wealth Management Limited | RO | 就證券提供意見 | 2025-06-12 | - |
| Emperor Asset Management Limited | Rep | 就證券提供意見 | 2025-03-27 | - |
| RO | 提供資產管理 | 2024-05-22 | - | |
| RO | 就證券提供意見 | 2024-05-22 | 2025-03-27 | |
| EMPEROR FUTURES LIMITED | RO | 就期貨合約提供意見 | 2022-05-16 | 2025-03-28 |
| RO | 期貨合約交易 | 2022-04-22 | - | |
| EMPEROR SECURITIES LIMITED (HK) | RO | 證券交易 | 2022-04-22 | - |
| RO | 就證券提供意見 | 2022-04-22 | 2025-03-25 | |
| Emperor Wealth Management Limited | RO | 證券交易 | 2022-04-22 | - |
| RO | 就證券提供意見 | 2022-04-22 | 2025-03-25 | |
| EMPEROR FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2022-03-14 | 2022-05-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2022-03-14 | 2022-04-22 |
| Emperor Wealth Management Limited | Rep | 就證券提供意見 | 2022-03-14 | 2022-04-22 |
| Emperor Asset Management Limited | Rep | 就證券提供意見 | 2021-08-02 | 2024-05-22 |
| Rep | 提供資產管理 | 2021-08-02 | 2024-05-22 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2010-05-10 | 2022-04-22 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-09-28 | 2022-04-22 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2009-09-28 | 2022-04-22 |
| RICHLAND WORLDWIDE LIMITED | Rep | 就證券提供意見 | 2007-01-30 | 2009-06-09 |
已採集記錄中暫無金管局登記。