| EMPEROR FUTURES LIMITED | RO | 就期貨合約提供意見 | 2023-01-04 | 2025-06-13 |
| Emperor Wealth Management Limited | RO | 就證券提供意見 | 2023-01-04 | 2025-06-13 |
| RO | 證券交易 | 2023-01-04 | 2025-06-13 |
| Emperor Asset Management Limited | RO | 提供資產管理 | 2022-02-21 | 2025-06-13 |
| EMPEROR FUTURES LIMITED | RO | 期貨合約交易 | 2022-02-21 | 2025-06-13 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就證券提供意見 | 2022-02-21 | 2025-06-13 |
| RO | 證券交易 | 2022-02-21 | 2025-06-13 |
| Emperor Asset Management Limited | Rep | 提供資產管理 | 2021-10-20 | 2022-02-21 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2021-10-20 | 2022-02-21 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2021-10-20 | 2022-02-21 |
| Rep | 證券交易 | 2021-10-20 | 2022-02-21 |
| ARTA GLOBAL MARKETS LIMITED | RO | 就證券提供意見 | 2019-01-16 | 2021-09-06 |
| RO | 提供資產管理 | 2018-08-23 | 2021-09-06 |
| Arta Global Futures Limited | RO | 期貨合約交易 | 2016-10-18 | 2021-09-06 |
| ARTA GLOBAL MARKETS LIMITED | RO | 證券交易 | 2016-10-18 | 2021-09-06 |
| Mason Securities Limited | RO | 就證券提供意見 | 2016-04-18 | 2016-08-09 |
| RO | 證券交易 | 2016-04-18 | 2016-08-09 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2016-04-18 | 2016-08-09 |
| Mason Securities Limited | Rep | 證券交易 | 2016-01-15 | 2016-04-18 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-01-15 | 2016-04-18 |
| EMPEROR FUTURES LIMITED | RO | 期貨合約交易 | 2013-03-27 | 2014-01-02 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 證券交易 | 2013-03-27 | 2014-01-02 |
| Rep | 就證券提供意見 | 2010-11-11 | 2014-01-02 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2010-02-12 | 2013-03-27 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-02-12 | 2013-03-27 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2009-12-22 | 2010-01-18 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-12-22 | 2010-01-18 |
| WING FUNG FINTECH LIMITED | Rep | 槓桿式外匯交易 | 2009-10-23 | 2009-11-18 |
| WING FUNG FUTURES LIMITED | Rep | 期貨合約交易 | 2009-10-23 | 2009-11-18 |
| WING FUNG SECURITIES LIMITED | Rep | 證券交易 | 2009-10-23 | 2009-11-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2005-02-18 | 2009-10-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-12-16 | 2009-10-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-12-06 | 2009-10-14 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2004-05-13 | 2004-11-22 |