| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| REALINK FINANCIAL TRADE LIMITED | RO | 期貨合約交易 | 2025-05-13 | - |
| RO | 證券交易 | 2025-05-13 | - | |
| CIF Securities Futures Limited | RO | 期貨合約交易 | 2021-11-10 | 2025-01-31 |
| RO | 證券交易 | 2021-11-10 | 2025-01-31 | |
| Rep | 期貨合約交易 | 2021-10-25 | 2021-11-10 | |
| Central Universe Futures Limited | RO | 就期貨合約提供意見 | 2019-07-18 | 2021-09-14 |
| RO | 期貨合約交易 | 2019-07-18 | 2021-09-14 | |
| Rep | 期貨合約交易 | 2019-04-18 | 2019-07-18 | |
| CLC FUTURES LIMITED | Rep | 期貨合約交易 | 2017-10-06 | 2019-04-12 |
| CLC SECURITIES LIMITED | Rep | 證券交易 | 2017-10-06 | 2019-04-12 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2017-04-05 | 2017-09-07 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2017-04-05 | 2017-09-07 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2016-10-24 | 2017-04-03 |
| Rifa Securities Limited | Rep | 證券交易 | 2016-10-24 | 2017-04-03 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-03-12 | 2015-11-07 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2008-01-31 | 2011-12-23 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2007-06-11 | 2007-09-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2007-06-11 | 2007-09-01 |
已採集記錄中暫無金管局登記。