| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2003-10-10 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2003-10-10 | - |
| Open Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-09 | |
| Rep | 證券交易 | 2003-04-01 | 2003-10-09 |