| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2007-08-23 | 2011-12-23 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2005-09-29 | 2011-12-23 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-10-07 | 2019-11-29 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2003-12-09 | 2004-02-11 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-03 |
| Rep | 就證券提供意見 | - | 2003-12-03 | |
| Rep | 提供資產管理 | - | 2003-12-03 | |
| Rep | 提供自動化交易服務 | - | 2003-12-03 | |
| Rep | 證券交易 | - | 2003-12-04 |