| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2017-12-22 | - |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-11-03 | 2017-12-10 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 證券交易 | 2014-11-03 | 2017-12-10 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2013-07-17 | 2014-10-17 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2010-03-04 | 2014-10-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-12-08 | 2014-10-17 |