| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2011-11-18 | - |
| Rep | 期貨合約交易 | 2008-04-03 | - | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2008-04-03 | - |
| Rep | 證券交易 | 2008-01-09 | - | |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | - |