| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gentleman Capital Limited | Rep | 就證券提供意見 | 2026-06-25 | - |
| Rep | 提供資產管理 | 2026-06-25 | - | |
| Rep | 證券交易 | 2026-06-25 | - | |
| Goldhorse Securities Limited | Rep | 就證券提供意見 | 2025-10-22 | 2026-01-10 |
| Rep | 證券交易 | 2025-10-22 | 2026-01-10 | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | RO | 就證券提供意見 | 2024-02-22 | 2024-09-15 |
| RO | 證券交易 | 2024-02-22 | 2024-09-15 | |
| Goldhorse Securities Limited | RO | 就證券提供意見 | 2022-01-28 | 2025-10-22 |
| RO | 證券交易 | 2022-01-28 | 2025-10-22 | |
| Rep | 就證券提供意見 | 2021-08-20 | 2022-01-28 | |
| Rep | 證券交易 | 2021-08-10 | 2022-01-28 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2015-09-29 | 2021-07-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2015-09-29 | 2021-07-16 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2010-08-16 | 2014-01-08 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-08-16 | 2014-01-08 |
已採集記錄中暫無金管局登記。