| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2024-02-07 | 2026-09-18 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2024-02-07 | 2026-09-18 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2011-10-04 | 2023-12-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-02-04 | 2023-12-31 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2007-02-16 | 2014-05-01 |