| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2020-07-14 | 2021-01-07 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-07-14 | 2021-01-07 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2018-01-10 | 2020-05-06 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2018-01-10 | 2020-05-06 |
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2017-12-05 | 2020-05-06 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-06-19 | 2017-07-01 |