| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-05-13 | 2010-11-01 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2008-01-08 | 2010-11-01 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-12-12 | 2013-03-08 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-11-05 | 2004-10-25 |