| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Emperor Wealth Management Limited | Rep | 證券交易 | 2009-11-13 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-07-24 | - |
| Rep | 就證券提供意見 | 2008-12-03 | 2010-06-29 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-11-22 | 2008-11-25 |
已採集記錄中暫無金管局登記。