| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2011-07-06 | 2026-01-24 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2011-07-06 | 2026-01-24 |
| WINTONE SECURITIES LIMITED | Rep | 證券交易 | 2010-09-10 | 2011-06-27 |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2009-11-26 | 2010-09-06 |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-05-27 | 2009-11-10 |
| Rep | 證券交易 | 2009-05-27 | 2009-11-10 |