| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-05-20 | 2024-01-15 |
| SHUN LOONG FUTURES LIMITED | Rep | 期貨合約交易 | 2003-06-23 | 2005-07-26 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-06-23 | 2005-10-22 |
| EMPEROR FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-06-12 |
| Rep | 提供資產管理 | - | 2003-06-12 | |
| Rep | 期貨合約交易 | - | 2003-06-12 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就機構融資提供意見 | - | 2003-06-12 |
| Rep | 就證券提供意見 | - | 2003-06-12 | |
| Rep | 提供資產管理 | - | 2003-06-12 | |
| Rep | 提供自動化交易服務 | - | 2003-06-12 | |
| Rep | 證券交易 | - | 2003-06-12 |