| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2023-07-11 | - |
| VAST HARBOUR SECURITIES LIMITED | Rep | 證券交易 | 2012-08-31 | 2022-06-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-09-03 | 2012-08-14 |
| SDIC Securities International Financial Holdings Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-04-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-14 | |
| Rep | 證券交易 | 2003-04-01 | 2003-04-14 |