| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-04-16 | 2010-04-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-04-16 | 2018-04-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-12-18 | 2008-07-25 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2007-06-28 | 2008-07-25 |