| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | 證券交易 | 2020-11-23 | 2021-02-08 |
| WILSON SECURITIES LIMITED | Rep | 證券交易 | 2016-09-02 | 2018-02-07 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2011-07-12 | 2015-11-26 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2011-07-12 | 2015-11-26 |
| MFG Limited (HK) | Rep | 就證券提供意見 | 2010-09-21 | 2011-06-22 |
| Rep | 證券交易 | 2010-09-21 | 2011-06-22 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2005-08-22 | 2010-08-05 |