Personnel Hong Kong SFC License Details (ID 79169)

Personnel Hong Kong SFC License Details (ID 79169)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	槓桿式外匯交易	2013-04-02	2014-04-04
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2013-04-02	2014-12-31
Success Futures and Foreign Exchange Limited	Rep	槓桿式外匯交易	2012-12-17	2013-02-07
Success Securities Limited	Rep	證券交易	2012-12-17	2013-02-07
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	槓桿式外匯交易	2012-08-14	2012-08-31
	Rep	槓桿式外匯交易	2009-01-12	2009-12-31
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2007-11-21	2012-08-31
Nerico Brothers Limited (HK)	Rep	證券交易	2007-09-21	2007-10-22
TSE'S SECURITIES LIMITED	Rep	證券交易	2007-06-08	2007-09-10