| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ENLIGHTEN SECURITIES LIMITED | RO | 證券交易 | 2021-06-28 | - |
| Arta Asset Management Limited | Rep | 提供資產管理 | 2010-02-05 | 2014-01-30 |
| ENLIGHTEN FUTURES LIMITED | Rep | 期貨合約交易 | 2007-05-17 | - |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2007-04-18 | 2021-06-28 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2006-05-15 | 2007-04-04 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-01-03 | 2007-04-04 |