| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ENLIGHTEN FUTURES LIMITED | RO | 期貨合約交易 | 2010-11-24 | - |
| Rep | 期貨合約交易 | 2010-08-11 | 2010-11-24 | |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2010-08-11 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-05-25 | 2010-07-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2005-10-06 | 2010-07-31 |
| REXCAPITAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-04-28 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-28 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2005-10-04 |