| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rifa Futures Limited | Rep | 期貨合約交易 | 2025-04-15 | - |
| Rifa Securities Limited | Rep | 證券交易 | 2025-04-15 | - |
| ENLIGHTEN FUTURES LIMITED | Rep | 期貨合約交易 | 2005-10-28 | 2025-03-17 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2005-10-28 | 2025-03-17 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2004-03-03 | 2005-10-22 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-03 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-03 | |
| Rep | 證券交易 | 2003-04-01 | 2005-10-22 |