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Personnel - 公開紀律行動 | 香港證監會持牌人士（編號 79220）
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證監會牌照
公開紀律行動
公開紀律行動
SFC suspends Mr Anthony Kwong Kin Fai of South China Securities Ltd for 3 weeks
SFC, 26-Apr-2001
The unregistered employee was probably Mr Lam Ying Chi, who was later registered. He was reprimanded on 22-Mar-2001.
機構
人物
SFC reprimands Mr Lam Ying Chi for unregistered dealing
SFC, 22-Mar-2001
Note: the senior colleague was probably Mr Anthony Kwong Kin Fai, at South China Securities Ltd. He was reprimanded later, on 26-Apr-2001.
機構
人物
SFC suspends Mr Lam Ying Chi for 10 months for front-running
SFC, 01-Jun-2000
機構
人物
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