| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2007-08-23 | 2022-03-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2004-01-21 | 2007-08-11 |
| WINGS SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | - | 2003-04-28 |
| Rep | 就證券提供意見 | - | 2003-04-28 | |
| Rep | 提供資產管理 | - | 2003-04-28 | |
| Rep | 證券交易 | - | 2003-04-28 |