| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2021-12-28 | - |
| CHINA SYSTEM SECURITIES LIMITED | Rep | 證券交易 | 2014-08-25 | 2021-12-17 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-14 | |
| Rep | 證券交易 | 2003-04-01 | 2014-08-23 |