| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rifa Securities Limited | Rep | 證券交易 | 2025-02-03 | - |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2007-09-07 | 2025-01-21 |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2006-08-28 | 2007-09-01 |
| WHOLE WIN SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-11-15 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-11-15 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-11-15 | |
| Rep | 證券交易 | 2003-04-01 | 2006-05-29 |