Personnel Hong Kong SFC License Details (ID 79245)

Personnel Hong Kong SFC License Details (ID 79245)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SDIC SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2022-06-24	2023-01-01
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2022-06-24	2023-01-01
SDIC SECURITIES (HONG KONG) LIMITED	RO	證券交易	2019-05-20	2022-06-24
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	RO	期貨合約交易	2019-05-20	2022-06-24
SDIC SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2011-05-20	2019-05-20
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2011-05-20	2019-05-20
SDIC Securities International Financial Holdings Limited	Rep	證券交易	2011-05-20	2014-09-15
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2010-04-13	2010-10-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2010-04-13	2010-10-14
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期貨合約交易	2008-03-14	2010-10-14
	Rep	證券交易	2008-03-14	2010-10-14
Yuanta Asia Investment (Hong Kong) Limited	Rep	證券交易	2005-02-17	2008-02-18
	Rep	期貨合約交易	2004-08-24	2008-02-18
Well Link International Securities Limited	Rep	就期貨合約提供意見	2003-06-13	2004-08-09
	Rep	提供資產管理	2003-06-13	2004-08-09
	Rep	提供自動化交易服務	2003-06-13	2004-08-24
	Rep	期貨合約交易	2003-06-13	2004-08-24