| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2022-03-08 | 2025-03-17 |
| Golden Rich Securities Limited | Rep | 證券交易 | 2016-05-05 | 2022-02-10 |
| CVP Securities Limited | Rep | 證券交易 | 2008-05-16 | 2016-04-28 |
| Rep | 期貨合約交易 | 2006-01-18 | 2016-04-28 | |
| TOPMORE COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-12-23 |
| Rep | 提供資產管理 | - | 2003-12-23 | |
| Rep | 期貨合約交易 | - | 2005-12-31 |