| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-10-08 | 2017-08-31 |
| CVP Securities Limited | Rep | 證券交易 | 2010-11-01 | 2012-09-26 |
| AIF Securities Limited | Rep | 證券交易 | 2010-05-17 | 2010-11-01 |
| GREATER CHINA SECURITIES LIMITED | Rep | 證券交易 | 2009-09-14 | 2009-11-30 |