| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-10-08 | 2023-01-10 |
| CVP Securities Limited | Rep | 證券交易 | 2010-07-23 | 2012-09-23 |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2009-10-16 | 2010-07-19 |
| Rep | 就機構融資提供意見 | - | 2004-02-19 | |
| Rep | 就證券提供意見 | - | 2004-02-19 | |
| Rep | 提供資產管理 | - | 2004-02-19 | |
| Rep | 提供自動化交易服務 | - | 2004-02-19 | |
| Rep | 證券交易 | - | 2005-10-12 |