| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UPBEST SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-06-10 | - |
| CVP Securities Limited | Rep | 證券交易 | 2006-04-03 | 2016-06-08 |
| Beijing Securities Limited | Rep | 證券交易 | 2005-01-05 | 2006-05-02 |
| SHUI CHEUNG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-12-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-12-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-12-21 | |
| Rep | 證券交易 | 2003-04-01 | 2005-01-01 |