| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CVP Securities Limited | Rep | 期貨合約交易 | 2005-06-01 | 2010-10-19 |
| Rep | 證券交易 | 2005-03-16 | 2016-06-08 | |
| CHINA SECURITIES HOLDINGS LIMITED | Rep | 證券交易 | 2004-04-02 | 2005-02-16 |
| Zhonghao International Futures Co., Limited | Rep | 就期貨合約提供意見 | - | 2003-08-12 |
| Rep | 提供資產管理 | - | 2003-08-12 | |
| Rep | 期貨合約交易 | - | 2004-02-18 |