| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ETRADE SECURITIES (HONG KONG) LIMITED | RO | 槓桿式外匯交易 | 2007-12-03 | 2010-11-01 |
| RO | 就證券提供意見 | 2007-12-03 | 2016-12-31 | |
| RO | 證券交易 | 2007-12-03 | 2016-12-31 | |
| Rep | 槓桿式外匯交易 | 2004-03-30 | 2007-12-03 | |
| Rep | 就機構融資提供意見 | - | 2004-01-05 | |
| Rep | 提供資產管理 | - | 2004-01-05 | |
| Rep | 提供自動化交易服務 | - | 2004-01-05 | |
| Rep | 就證券提供意見 | - | 2007-12-03 | |
| Rep | 證券交易 | - | 2007-12-03 | |
| ETRADE SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-05 |
| Rep | 提供資產管理 | - | 2004-01-05 | |
| Rep | 提供自動化交易服務 | - | 2004-01-05 | |
| Rep | 就證券提供意見 | - | 2007-10-31 | |
| Rep | 證券交易 | - | 2007-10-31 |