| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2025-04-23 | - |
| RO | 證券交易 | 2025-04-23 | - | |
| Rep | 就證券提供意見 | 2021-03-01 | 2025-04-23 | |
| Rep | 證券交易 | 2021-03-01 | 2025-04-23 | |
| SBI FX Co., Limited | Rep | 槓桿式外匯交易 | 2017-02-22 | 2018-08-08 |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 槓桿式外匯交易 | 2005-06-28 | 2010-11-01 |
| Rep | 就證券提供意見 | 2005-06-28 | 2016-03-10 | |
| Rep | 證券交易 | 2005-06-28 | 2016-03-10 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2003-11-08 | 2004-04-07 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2003-11-08 | 2004-04-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2003-11-08 | 2004-04-07 |