| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PINESTONE SECURITIES LIMITED | RO | 證券交易 | 2023-12-04 | - |
| EWARTON SECURITIES LIMITED | RO | 證券交易 | 2010-10-18 | 2023-09-29 |
| Rep | 證券交易 | 2004-01-02 | 2010-10-18 | |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2003-12-17 | 2003-12-30 |
| EWARTON SECURITIES LIMITED | Rep | 證券交易 | 2003-11-17 | 2003-12-16 |
| BERICH BROKERAGE LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-21 | |
| Rep | 證券交易 | 2003-04-01 | 2003-10-29 |