| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LONGRUN FINANCIAL GROUP LIMITED | RO | 就證券提供意見 | 2026-07-16 | - |
| RO | 證券交易 | 2026-07-16 | - | |
| Synergy Futures Limited | RO | 就期貨合約提供意見 | 2023-09-18 | 2026-03-10 |
| RO | 期貨合約交易 | 2023-09-18 | 2026-03-10 | |
| Rep | 就期貨合約提供意見 | 2023-03-02 | 2023-09-18 | |
| Rep | 期貨合約交易 | 2023-03-02 | 2023-09-18 | |
| RO | 就證券提供意見 | 2022-11-07 | 2026-03-10 | |
| RO | 證券交易 | 2022-11-07 | 2026-03-10 | |
| SUNFUND FUND MANAGEMENT LIMITED | Rep | 提供資產管理 | 2022-04-01 | 2022-10-31 |
| SUNFUND SECURITIES LIMITED | RO | 就證券提供意見 | 2022-02-28 | 2022-10-31 |
| RO | 證券交易 | 2022-02-28 | 2022-10-31 | |
| Rep | 就證券提供意見 | 2022-02-08 | 2022-02-28 | |
| Rep | 證券交易 | 2022-02-08 | 2022-02-28 | |
| Prior Asset Management Limited | Rep | 就證券提供意見 | 2021-07-22 | 2021-12-17 |
| Prior Securities Limited | RO | 證券交易 | 2020-08-20 | 2021-12-17 |
| Rep | 證券交易 | 2018-11-16 | 2020-08-20 | |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2016-12-20 | 2017-08-30 |
| Rep | 證券交易 | 2016-12-20 | 2017-08-30 | |
| SoFi Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-02-01 | 2016-11-26 |
| Rep | 證券交易 | 2016-02-01 | 2016-11-26 | |
| EWARTON SECURITIES LIMITED | Rep | 證券交易 | 2010-10-21 | 2015-09-01 |
已採集記錄中暫無金管局登記。