| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Well Link International Securities Limited | RO | 就證券提供意見 | 2018-07-30 | 2024-01-15 |
| RO | 證券交易 | 2013-08-06 | 2024-01-15 | |
| RO | 就期貨合約提供意見 | 2012-10-04 | 2024-01-15 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2011-04-11 | 2013-07-31 |
| WINWIN SECURITIES LIMITED | Rep | 證券交易 | 2009-06-15 | 2011-04-11 |
| Well Link International Securities Limited | RO | 期貨合約交易 | 2005-03-01 | 2024-01-15 |
| GETTA SECURITIES LIMITED | RO | 期貨合約交易 | 2004-12-23 | 2005-02-28 |
| Well Link International Securities Limited | RO | 就期貨合約提供意見 | - | 2004-09-23 |
| RO | 提供資產管理 | - | 2004-09-23 | |
| RO | 提供自動化交易服務 | - | 2004-12-13 | |
| RO | 期貨合約交易 | - | 2004-12-13 |