Personnel Hong Kong SFC License Details (ID 79367)

Personnel Hong Kong SFC License Details (ID 79367)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
UPBEST COMMODITIES COMPANY LIMITED	RO	期貨合約交易	2021-04-07	2023-03-27
UPBEST SECURITIES COMPANY LIMITED	RO	證券交易	2021-04-07	2023-03-27
UPBEST COMMODITIES COMPANY LIMITED	RO	期貨合約交易	2017-04-12	2018-12-31
UPBEST SECURITIES COMPANY LIMITED	RO	證券交易	2017-04-12	2018-12-31
SHUANGYING SECURITIES LIMITED	RO	期貨合約交易	2013-02-20	2014-04-17
	RO	證券交易	2013-02-20	2014-04-17
FORTUNE (HK) SECURITIES LIMITED	Rep	證券交易	2011-03-16	2012-08-21
Well Link International Securities Limited	Rep	期貨合約交易	2010-01-12	2012-08-21
WINWIN SECURITIES LIMITED	Rep	證券交易	2010-01-12	2011-03-16
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2007-07-24	2009-12-01
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2007-07-24	2009-12-01
WINWIN SECURITIES LIMITED	Rep	證券交易	2004-04-21	2007-07-01
Well Link International Securities Limited	Rep	就期貨合約提供意見	-	2004-02-23
	Rep	提供資產管理	-	2004-02-23
	Rep	提供自動化交易服務	-	2004-02-23
	Rep	期貨合約交易	-	2007-07-01