| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | RO | 就證券提供意見 | 2025-06-25 | - |
| RO | 提供資產管理 | 2025-06-25 | - | |
| RO | 證券交易 | 2025-06-25 | - | |
| Encap (Global) Asset Management Limited | RO | 提供資產管理 | 2021-06-02 | 2024-02-09 |
| Rep | 提供資產管理 | 2020-12-15 | 2021-06-02 | |
| EMP CAPITAL LIMITED | Rep | 提供資產管理 | 2017-12-15 | 2020-11-27 |
| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-10-24 | 2017-05-31 |
| Rep | 提供資產管理 | 2016-10-24 | 2017-05-31 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2011-01-26 | 2011-09-30 |
| Well Link International Securities Limited | Rep | 期貨合約交易 | 2008-08-05 | 2011-09-30 |
| WINWIN SECURITIES LIMITED | Rep | 證券交易 | 2008-02-11 | 2011-01-26 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2007-03-14 | 2008-01-11 |
| WINWIN SECURITIES LIMITED | Rep | 證券交易 | 2005-10-06 | 2006-12-31 |
已採集記錄中暫無金管局登記。