| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHARLES SCHWAB, HONG KONG, LIMITED | RO | 就證券提供意見 | 2021-07-19 | - |
| RO | 證券交易 | 2021-07-19 | - | |
| Rep | 就證券提供意見 | 2019-01-29 | 2021-07-19 | |
| Rep | 證券交易 | 2019-01-29 | 2021-07-19 | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2017-09-28 | 2019-01-14 |
| Rep | 提供資產管理 | 2017-09-28 | 2019-01-14 | |
| Rep | 證券交易 | 2017-09-28 | 2019-01-14 | |
| Rep | 提供資產管理 | 2007-05-09 | 2016-10-07 | |
| Rep | 證券交易 | 2007-05-09 | 2016-10-07 | |
| Rep | 就證券提供意見 | 2007-04-24 | 2016-10-07 | |
| SPLENDOR GLOBAL INVESTMENTS LIMITED | Rep | 就證券提供意見 | 2007-02-22 | 2007-04-03 |