| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就證券提供意見 | 2019-01-01 | - |
| Rep | 證券交易 | 2019-01-01 | - | |
| Rep | 就證券提供意見 | 2016-06-20 | 2018-12-31 | |
| Rep | 證券交易 | 2016-06-20 | 2018-12-31 | |
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | 證券交易 | 2015-06-01 | 2016-06-01 |
| Allianz Global Investors Hong Kong Limited | Rep | 證券交易 | 2012-07-03 | 2015-05-31 |
| Amundi Hong Kong Limited | Rep | 就證券提供意見 | 2012-03-14 | 2012-05-25 |
| Rep | 提供資產管理 | 2012-03-14 | 2012-05-25 | |
| Rep | 證券交易 | 2012-03-14 | 2012-05-25 | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-03-15 | 2012-02-24 |
| Rep | 提供資產管理 | 2011-03-15 | 2012-02-24 | |
| Rep | 證券交易 | 2011-03-15 | 2012-02-24 | |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-04-16 | 2011-02-12 |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-25 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-25 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-25 | |
| Rep | 證券交易 | 2003-04-01 | 2007-05-07 |
已採集記錄中暫無金管局登記。