| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | 就期貨合約提供意見 | 2022-02-10 | - |
| RO | 就證券提供意見 | 2022-02-10 | - | |
| RO | 提供資產管理 | 2022-02-10 | - | |
| RO | 期貨合約交易 | 2022-02-10 | - | |
| RO | 證券交易 | 2022-02-10 | - | |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | 提供資產管理 | 2022-02-10 | 2024-12-31 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2022-02-10 | - |
| RO | 就證券提供意見 | 2022-02-10 | - | |
| RO | 提供資產管理 | 2022-02-10 | - | |
| RO | 證券交易 | 2022-02-10 | - | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2021-11-12 | 2022-02-10 |
| Rep | 就證券提供意見 | 2021-11-12 | 2022-02-10 | |
| Rep | 提供資產管理 | 2021-11-12 | 2022-02-10 | |
| Rep | 期貨合約交易 | 2021-11-12 | 2022-02-10 | |
| Rep | 證券交易 | 2021-11-12 | 2022-02-10 | |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | 提供資產管理 | 2021-11-12 | 2022-02-10 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2021-11-12 | 2022-02-10 |
| Rep | 就證券提供意見 | 2021-11-12 | 2022-02-10 | |
| Rep | 提供資產管理 | 2021-11-12 | 2022-02-10 | |
| Rep | 證券交易 | 2021-11-12 | 2022-02-10 | |
| FIL Investment Management (Hong Kong) Limited | RO | 就證券提供意見 | 2017-08-07 | 2020-01-01 |
| RO | 證券交易 | 2017-08-07 | 2020-01-01 | |
| Rep | 就證券提供意見 | 2005-07-25 | 2017-08-07 | |
| Rep | 證券交易 | 2005-07-25 | 2017-08-07 | |
| Rep | 提供資產管理 | 2005-07-25 | 2018-04-27 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-11-11 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-07-22 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-07-22 |
已採集記錄中暫無金管局登記。