| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-04-27 | 2015-05-15 |
| Rep | 提供資產管理 | 2011-04-27 | 2015-05-15 | |
| Rep | 證券交易 | 2011-04-27 | 2015-05-15 | |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 槓桿式外匯交易 | 2004-05-20 | 2010-11-01 |
| Rep | 就機構融資提供意見 | - | 2004-01-05 | |
| Rep | 提供資產管理 | - | 2004-01-05 | |
| Rep | 提供自動化交易服務 | - | 2004-01-05 | |
| Rep | 就證券提供意見 | - | 2011-01-01 | |
| Rep | 證券交易 | - | 2011-01-01 | |
| ETRADE SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-05 |
| Rep | 提供資產管理 | - | 2004-01-05 | |
| Rep | 提供自動化交易服務 | - | 2004-01-05 | |
| Rep | 就證券提供意見 | - | 2007-10-31 | |
| Rep | 證券交易 | - | 2007-10-31 |